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Fast Facts

A brief refresher with useful tables, figures, and research summaries

Asthma

Asthma is a chronic disease characterized by airway hyper-responsiveness, airway inflammation, and reversible airway obstruction.

Pathophysiology

Multiple inflammatory cell types and inflammatory mediators are implicated in the pathophysiology of asthma, as illustrated in the following figure:

Inflammatory, Immunologic, and Pathobiologic Features Leading to Severe Asthma
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(Source: Severe and Difficult-to-Treat Asthma in Adults. N Engl J Med 2017.)

Although the natural history of asthma is markedly variable, patterns of disease include transient early symptoms and late-onset persistent symptoms. Most children will experience significant improvement or resolution of asthma symptoms by early adulthood.

Risk Factors

Risk factors for increased severity and/or persistence of disease include:

  • food allergy

  • severe atopy

  • elevated IgE level

  • maternal history of asthma

  • medication nonadherence

  • overuse of short-acting bronchodilators

  • increased utilization of emergency department (ED) or urgent care centers 

 

Diagnosis and Assessment

Initial evaluation consists of establishing the diagnosis of asthma. Symptoms of asthma include recurrent episodes of dry cough (often worse with exertion or at night), wheezing, and dyspnea.

Differential diagnosis of pediatric asthma includes:

  • vocal cord dysfunction

  • foreign body aspiration

  • tracheobronchomalacia

  • fixed-airway obstruction from external compression (e.g., vascular rings)

 

Identifying triggers: Identifying asthma triggers is a key component to management. The history helps identify exposures to triggers that stimulate airway inflammation including:

  • upper-airway infections

  • aeroallergens (e.g., pets, molds, dust mites)

  • exercise

  • smoke (tobacco exposure, including use of electronic cigarettes)

  • cold air

  • hot, humid air

  • stress and emotion

 

Assessment of impairment and risk: The focus of follow-up visits is to evaluate the degree of asthma control and determine whether adjustments in medication are needed. The assessment of disease severity focuses on social and physical impairment (the frequency and intensity of symptoms and functional limitations) and risk (the likelihood of future exacerbations and progression of disease). The degree of impairment and risk help to guide medication choices.

Components of the history consistent with impairment from asthma include exertional or nocturnal cough, school absences, difficulty participating in physical activities, impaired sleep, and increased frequency of albuterol use.

Asthma risk is determined by the frequency of oral glucocorticoids, hospital admissions, and emergency visits for asthma exacerbations.

The 2020 National Asthma Education and Prevention Program Guideline Update provides guidelines for diagnosis, classification, and management of asthma (see Asthma Care Quick Reference).

Supportive Diagnostic Tests

  • spirometry

    • An obstructive pattern (as seen in asthma) shows reduced FEV1/FVC (forced expiratory volume in one second/forced vital capacity) with either normal or decreased FEV1, depending on severity of obstruction.

    • A positive response to bronchodilator consists of an increase in the FEV1 of >12% or 200 mL — this signifies reversible airway obstruction and helps make the diagnosis of asthma.

    • Spirometry is generally obtainable starting at age 6 to 7 years; however, interpretation may be limited by reproducibility.

 

Spirometry Flow-Volume Curves
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(Figure created by Mengdi Lu.)

  • chest radiograph

    • hyperinflation, flattening of the diaphragms

    • bronchial-wall thickening

  • other laboratory tests consistent with asthma in the appropriate clinical context:

    • elevated serum IgE and positive specific IgE

    • allergy skin testing

    • methacholine challenge

 

Management

The pharmacologic mainstays of asthma therapy are bronchodilators and glucocorticoids:

  • Short-acting as-needed bronchodilators provide quick relief of symptoms and include beta-agonists (e.g., albuterol) and anticholinergics (e.g., ipratropium).

  • Asthma controller medications are taken daily with the goal of reducing persistent asthma symptoms and preventing exacerbations; classes of controller medications include:

    • Inhaled glucocorticoids with or without a long-acting beta-agonist (LABA) are the mainstay of asthma maintenance through their anti-inflammatory effect. LABAs delivered in combination with inhaled glucocorticoids may improve asthma control, however they should not be used as monotherapy.

    • A leukotriene receptor antagonist (LTRA): may be a useful adjunct to inhaled glucocorticoids and represent a glucocorticoid-sparing agent. Montelukast, the most commonly used LTRA, is less effective compared to inhaled glucocorticoids as monotherapy. Potential side effects include nightmares or changes in behavior.

    • A long-acting muscarinic antagonist (LAMA): may be a useful adjunct to therapy in patients with asthma not well controlled on the above maintenance therapies. Tiotropium is approved in children >6 years old.

    • Methylxanthines: are rarely used but may be indicated in patients who cannot tolerate the above medications. Use is limited by the need for frequent serum levels to maintain a therapeutic window.

 

See The Asthma Care Quick Reference Guide for a table of estimated comparative daily dosing of inhaled glucocorticoids.

Management goals: The goal of management is full participation in all activities while minimizing the amount of medication required to control symptoms. Dosing of inhaled glucocorticoids and glucocorticoid/LABA combination therapies is guided by degree of asthma control.

Consider initiating or adjusting asthma controller therapy in the following circumstances:

  • consistently requiring bronchodilator use more than two times per week

  • evidence of functional impairment (e.g., frequent nighttime awakenings or physical activity limitations) due to asthma symptoms

  • severe exacerbations requiring hospital admission

 

Short-term follow-up after initiation of controller therapy is recommended to monitor control. Selection of a controller therapy necessitates attention to the optimal mode of drug delivery (nebulizer vs. metered-dose inhaler with spacer), medication cost, potential adverse effects, and individual patient characteristics.

Delivery of medications: Most asthma medications are delivered via nebulizer machine or an inhaler with spacer device. The goal is to use the delivery method that is most effective for the family. It is acceptable to use an inhaler with spacer regardless of the child’s age if proper technique can be demonstrated. An inhaler with spacer delivers up to twice as much medication to the lower airways compared to delivery via nebulizer. When using an inhaler, a spacer must be used for optimal delivery, including by adolescents.

Medication adherence: Identifying and addressing factors associated with poor medication adherence is important, including parental health literacy, complex family schedules, and perceptions of asthma severity. Regular follow-up provides an opportunity to assess asthma control, address patient and parental concerns, and adjust spacer technique. Patient and family asthma education is a cornerstone of management, including provision of an asthma action plan.

Biologics: Subsets of children with difficult-to-treat severe asthma may benefit from biologic drugs. Three biologics are FDA-approved for use in pediatric patients: Omalizumab, an anti-IgE monoclonal antibody, is approved for use in moderate-to-severe asthma and perennial aeroallergen sensitization in children >6 years; mepolizumab, an anti-interleukin (IL)-5 monoclonal antibody, is approved for use in severe eosinophilic asthma in children >12 years; and dupilumab, an IL-4 receptor antagonist, is approved for use in moderate-to-severe asthma in children aged 12 years and older. Development of new drugs in the pipeline, including novel asthma biologics, is informed by an emerging understanding of airway inflammatory phenotypes.

Referral to a Pulmonologist

For many patients, asthma is managed by a primary care physician. Consider referral to a pulmonologist in the following circumstances:

  • life-threatening asthma exacerbation

  • asthma hospitalization

  • atypical signs and/or symptoms (less-than-expected response to bronchodilators or glucocorticoids)

  • requiring escalating doses of daily medications and/or frequent courses of oral glucocorticoids

  • consideration for biologic therapies

  • consideration for additional diagnostics (e.g., pulmonary-function tests, bronchoscopy)

 

For more on flexible bronchoscopy, see the Official American Thoracic Society Technical Standards: Flexible Airway Endoscopy in Children

For more information on the acute management of asthma, see Respiratory Distress in the Pediatric Emergency Medicine guide and Status Asthmaticus in the Pediatric Critical Care guide

Research

Landmark clinical trials and other important studies

Research

Dupilumab in Children with Uncontrolled Moderate-to-Severe Asthma

Bacharier LB et al. N Engl J Med 2021.

Among children with uncontrolled moderate-to-severe asthma, those who received add-on dupilumab had fewer asthma exacerbations and better lung function and asthma control than those who received placebo.

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Tezepelumab in Adults and Adolescents with Severe, Uncontrolled Asthma

Menzies-Gow A et al. N Engl J Med 2021.

Patients with severe, uncontrolled asthma who received tezepelumab had fewer exacerbations and better lung function, asthma control, and health-related quality of life than those who received placebo.

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The Economic Burden of Asthma in the United States, 2008-2013

Nurmagambetov T et al. Ann Am Thorac Soc 2018.

This analysis highlights the economic burden of asthma, with a total cost based on a pooled sample of $81.9 billion during a period from 2008-2013.

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Dupilumab Efficacy and Safety in Moderate-to-Severe Uncontrolled Asthma

Castro M et al. N Engl J Med 2018.

In this randomized, double-blind, placebo-controlled, parallel-group trial of patients 12 years of age or older with persistent asthma, patients receiving dupilumab compared to placebo had lower rates of severe asthma exacerbation.

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Quintupling Inhaled Glucocorticoids to Prevent Childhood Asthma Exacerbations

Jackson DJ et al. N Engl J Med 2018.

In this randomized, double-blind, parallel group trial of children with mild-to-moderate persistent asthma, quintupling the dose of maintenance inhaled glucocorticoids at the early signs of loss of asthma control did not reduce the rate of severe asthma exacerbations treated with systemic glucocorticoids.

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Serious Asthma Events with Fluticasone plus Salmeterol versus Fluticasone Alone

Stempel DA et al. N Engl J Med 2016.

In this randomized, double-blind, placebo-controlled study in adolescent and adult patients with persistent asthma, patients who received salmeterol in a fixed-dose combination with fluticasone did not have a significantly higher risk of serious asthma-related events than did those who received fluticasone alone. Patients receiving fluticasone-salmeterol had fewer severe asthma exacerbations than did those in the fluticasone-only group.

Read the NEJM Journal Watch Summary

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Mepolizumab Treatment in Patients with Severe Eosinophilic Asthma

Ortega HG et al. for the MENSA Investigators. N Engl J Med 2014.

In this randomized control study, mepolizumab was found to reduce asthma exacerbations and improve control in patients with severe eosinophilic asthma.

Read the NEJM Journal Watch Summary

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Asthma and Wheezing in the First Six Years of Life

Martinez FD et al. N Engl J Med 1995.

This prospective study of 1,246 newborns followed from infancy to age 6 years found that infants do not have increased risks of asthma or allergies later in life.

Read the NEJM Journal Watch Summary

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Step-up Therapy for Children with Uncontrolled Asthma While Receiving Inhaled Corticosteroids

Lemanske RF et al. N Engl J Med 2010.

This randomized study compared the addition of long-acting beta-agonist (LABA), leukotriene-receptor antagonist (LTRA), or inhaled corticosteroid (ICS) step-up therapy in children with uncontrolled asthma. The addition of LABA conferred the greatest benefit; however, some children had the best response to the addition of either LTRA or ICS step-up therapy.

Read the NEJM Journal Watch Summary

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Effect of Inhaled Glucocorticoids in Childhood on Adult Height

Kelly HW et al. N Engl J Med 2012.

In this randomized, double-blind, placebo-controlled study, budesonide was associated with a reduction in adult height attained, but the effect was neither cumulative nor progressive.

Read the NEJM Journal Watch Summary

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Omalizumab in Severe Allergic Asthma Inadequately Controlled with Standard Therapy: A Randomized Trial

Hanania NA et al. Ann Intern Med 2011.

In this randomized, double-blind, placebo-controlled study, omalizumab added to existing controller regimens reduced the rate of asthma exacerbations in patients aged 12 to 75 years.

Read the NEJM Journal Watch Summary

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Daily or Intermittent Budesonide in Preschool Children with Recurrent Wheezing

Zeiger RS et al. N Engl J Med 2011.

This randomized study found that daily low-dose budesonide was not superior to an intermittent high-dose regimen in reducing asthma exacerbations in children.

Read the NEJM Journal Watch Summary

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Guidelines

The current guidelines from the major specialty associations in the field

Guidelines

Managing Asthma in Adolescents and Adults: 2020 Asthma Guideline Update from the National Asthma Education and Prevention Program

Cloutier MM et al. JAMA 2020.

These guidelines allow for use of a short-acting beta-agonist in isolation, but also advocate for intermittent use of inhaled glucocorticoids in patients with mild disease.

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2020 GINA Report, Global Strategy for Asthma Management and Prevention

Global Initiative for Asthma 2020.

This population-based guideline no longer recommends the use of a short acting beta-agonist without concomitant use of an inhaled glucocorticoid.

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NHLBI Guidelines for the Diagnosis and Management of Asthma

National Heart, Lung, and Blood Institute 2007.

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Additional Resources

Videos, cases, and other links for more interactive learning

Additional Resources

Asthma Care Quick Reference

National Heart, Lung, and Blood Institute 2020.

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