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Fast Facts
A brief refresher with useful tables, figures, and research summaries
Obstructive Sleep Apnea
Obstructive sleep apnea (OSA) is a disorder caused by episodic airway obstruction (apnea) or partial upper-airway collapse with reduced airflow (hypopnea) during sleep. Individuals with OSA experience frequent arousals from sleep with fragmentation of the sleep cycle and are at risk for nocturnal hypoxemia and hypercapnia. Patients may present with daytime sleepiness, a lack of refreshing sleep, or report waking up from sleep gasping for air. Sleep partners may report bothersome snoring.
OSA is common, can reduce quality of life, and is an independent risk factor for occupational and motor vehicle accidents. Some evidence suggests that OSA is associated with increased risk for cardiovascular events and mortality. Patients in certain occupations (e.g., commercial truck drivers), in recent motor vehicle accidents, or with medical comorbidity (e.g., heart disease or symptoms of daytime drowsiness) should be screened for OSA.
Risk Factors
Obesity is the biggest risk factor for OSA and associated with >50% of cases. Individuals with a body mass index (BMI) >30 kg/m2 and large neck circumference (>16 inches in women, >17 inches in men) have elevated risks and should be screened for OSA. More than 10% weight gain is associated with a sixfold increase in developing clinically significant OSA.
Other signs and symptoms that should trigger suspicions of OSA include:
loud or irregular snoring
daytime sleepiness
unrefreshing sleep regardless of sleep duration
increased fatigue when patient is sedentary
nocturia
choking and gasping in sleep
dry mouth on awakening
morning headaches
body-mass index >30
crowded oropharynx
large neck circumference (>17 inches in men and >16 inches in women)
Medical comorbidity: Certain comorbid conditions should also prompt evaluation for OSA in a patient who reports unrefreshing sleep or daytime somnolence. Coexisting conditions that are associated with increased prevalence of OSA include heart failure, atrial fibrillation, treatment-refractory hypertension, type 2 diabetes, metabolic syndrome, nocturnal dysrhythmias, stroke, hypothyroidism, acromegaly, and pulmonary hypertension.
Assessment
Screening: The following tools can be used to screen for sleep disorders:
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The STOP-Bang Questionnaire helps to determine the pretest probability of OSA. An affirmative answer to 5 or more questions about the following factors is associated with high risk for OSA:
Snoring
Tiredness
Observed apneas
elevated blood Pressure
BMI >35 kg/m2
Age >50
Neck circumference >16 inches
Gender = Male
The Epworth Sleepiness Scale is a patient questionnaire for measuring daytime sleepiness. Patients are asked to score their risk of falling asleep in certain situations. A score >10 requires further assessment, while a score >16 is associated with a high probability of sleep-disordered breathing.
Physical examination should include evaluation for signs of airway narrowing (e.g., enlarged neck circumference, nasal septal deviation or nasal polyps, retrognathia, high-arched palate, macroglossia, and tonsillar hypertrophy.
Polysomnography: A definitive diagnosis of OSA is made by overnight polysomnography, which uses electroencephalogram, eye movements, nasal/oral airflow, and muscular movements to determine an apnea-hypopnea index (AHI), defined as the number of apneic/hypopneic events that occur per hour of sleep. Based on the polysomnogram, the severity of OSA can be classified as follows:
Obstructive Sleep Apnea Severity and the Apnea-Hypopnea Index | |
---|---|
Apnea Severity Rating | Apnea-Hypopnea Index (AHI) (events/hour of sleep) |
Normal | AHI <5 |
Mild | AHI ≥5 but <15 |
Moderate | AHI ≥15 but <30 |
Severe | AHI ≥30 |
Treatment
Treatment for OSA is recommended in patients with an AHI of at least 15 (moderate disease) and in patients with mild sleep apnea (AHI, 5-14) who complain of daytime somnolence, impaired cognition, mood disturbance, or other symptoms of unrefreshing sleep, or who have coexisting conditions such as hypertension, ischemic cardiac disease, or stroke.
Lifestyle changes: Treatment for OSA should include discussion about lifestyle changes such as weight reduction and exercise. Short-term randomized, controlled trials have shown reductions in OSA severity following weight loss. The Sleep AHEAD study demonstrated that intensive lifestyle intervention reduced overall OSA severity over a 10-year period.
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Continuous positive airway pressure (CPAP) therapy: CPAP is the definitive treatment for OSA. CPAP has been shown to improve sleep and reduce daytime sleepiness and has been associated with reduction in motor vehicle accidents and cardiovascular events. (See a video demonstration of CPAP.) Although CPAP is the gold standard for the treatment of OSA, many patients find the device intolerable. Other interventions to consider in difficult-to-treat cases include:
positional therapy (e.g., avoiding supine sleep), oral mandibular advancement devices
surgical intervention
Research
Landmark clinical trials and other important studies
Kuna ST et al. Am J Respir Crit Care Med 2021.
The 10-year Sleep AHEAD study is the longest longitudinal study to examine the effects of an intensive lifestyle intervention with weight loss on obstructive sleep apnea severity.
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McAvoy RD et al. for the SAVE Investigators and Coordinators. N Engl J Med 2016.
In a randomized, controlled trial, the authors of the SAVE trial show that in patients with moderate-to-severe OSA and cardiovascular disease, treatment with CPAP did not prevent cardiovascular events.
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Chirinos JA et al. N Engl J Med 2014.
In this study, continuous positive airway pressure plus weight loss was no better than either one alone in reducing C-reactive protein levels in patients with obstructive sleep apnea, but improvements were seen in insulin resistance, triglyceride levels, and blood pressure.
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Gottlieb DJ et al. N Engl J Med 2014.
In patients with obstructive sleep apnea, continuous positive airway pressure produced a small reduction in 24-hour mean arterial pressure; nocturnal supplemental oxygen had no benefit. Although CPAP is more difficult for patients to use, it is preferred over supplemental oxygen.
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Yaggi HK et al. N Engl J Med 2005.
In this observational cohort study, the risk of stroke or death from any cause was significantly increased among patients with sleep apnea, independent of other cardiovascular risk factors. More-severe sleep apnea was associated with greater risk.
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Reviews
The best overviews of the literature on this topic
Tietjens JR et al. JAHA 2019.
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Veasey SC and Rosen IM. N Engl J Med 2019.
A comprehensive review of the clinical approach to screening, diagnosis, and treatment of OSA
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Balachandran JS et al. Ann Intern Med 2014.
This American College of Physicians’ review provides a clinical overview of obstructive sleep apnea, focusing on prevention, diagnosis, treatment, practice improvement, and patient information.
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Basner RC. N Engl J Med 2007.
This review examines the evidence for the use of continuous positive airway pressure (CPAP) for OSA. CPAP has been shown to improve cognitive function and sleep quality, although beneficial effects on survival have not been clearly documented.
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Guidelines
The current guidelines from the major specialty associations in the field
Patil SP et al. J Clin Sleep Med 2019.
An overview of recommended treatment modalities for patients with OSA as per the American Academy of Sleep Medicine
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Bibbons-Domingo K et al. for the U.S. Preventive Services Task Force. JAMA 2017.
USPSTF guidelines for screening for OSA in adults
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Kapur VK et al. J Clin Sleep Med 2017.
The up-to-date guideline for testing adults for OSA as per the American Academy of Sleep Medicine
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